Polyvinyl alcohol films prepared by coating methods

ABSTRACT

A method of film fabrication is taught that uses a coating and drying apparatus to fabricate resin films suitable for optical applications. In particular, polyvinyl alcohol films are prepared by simultaneous application of multiple liquid layers to a moving carrier substrate. After solvent removal, the polyvinyl alcohol films are peeled from the sacrificial carrier substrate. Polyvinyl alcohol films prepared by the current invention exhibit good dimensional stability and low birefringence.

CROSS REFERENCE TO RELATED APPLICATIONS

This is a 111A Application of Provisional Application Ser. No. 60/381,931, filed on May 20, 2002.

FIELD OF THE INVENTION

This invention relates generally to methods for manufacturing resin films and, more particularly, to an improved method for manufacturing optical films, and most particularly to the manufacture of polyvinyl alcohol films used to fabricate light polarizers suitable for the preparation of optical media such as sunglasses, light filters, liquid crystal displays and other electronic displays.

BACKGROUND OF THE INVENTION

Polyvinyl alcohol films are used to form light polarizers. Practical applications of light polarizers include filters for optical lenses of cameras, microscopes and sunglasses. Polarizers are also used in the screens of cathode ray tube displays to reduce glare. More recently, polarizers have been utilized in liquid crystal displays, OLED (organic light emitting diode) displays, and in other electronic displays used in, for example, personal computers, televisions, cell phones, and instrument panels.

The materials and methods used to prepare light polarizers from resin films of the polyvinyl alcohol type are well known in the art as originally described in U.S. Pat. No. 2,237,567 to Land. A practical discussion of the manufacturing process for polarizers using polyvinyl alcohol films and staining dyes may be found in U.S. Pat. No. 4,591,512 to Racich. Briefly, an amorphous film of polyvinyl alcohol is stretched and dyed with iodine. By orienting the polymers in the film during stretching, the light absorbing iodine dye is also oriented, and the film becomes dichroic. When light waves pass through a dichroic material, many of the light waves with a particular vibration direction are absorbed. The emerging light predominately vibrates in only one direction and is described as plane polarized light or linearly polarized light.

There have been a number of improvements upon the materials and methods originally taught in U.S. Pat. No. 2,237,567 to Land. For example, the finished polyvinyl alcohol film may be dimensionally stabilized with respect to temperature and humidity by treatment with boric acid as taught by U.S. Pat. No. 2,445,555 to Binda or by treatment with organosilanes as disclosed in U.S. Pat. No. 4,818,624 to Downey. Alternatively, light polarizers may be prepared without staining with dyes. For example, the polyvinyl alcohol film may be treated with hydrochloric acid at high temperature to create polyvinylene segments within the film, and this treatment imparts dichroic properties to the sheet as taught by U.S. Pat. No. 2,173,304 to Land. In U.S. Pat. No. 5,973,834 to Kadaba, streak and mottle artifacts sometimes found during fabrication of polyvinylene sheets are claimed to be minimized by bonding or laminating the polyvinyl alcohol film to a support prior to acid treatment.

Regardless of the methods used to prepare light polarizers, amorphous polyvinyl alcohol sheets are used almost exclusively as the precursor film. Polyvinyl alcohol having a high degree of hydrolysis (i.e. greater than 98% saponified) is preferred. Other hydroxylated polymers, such as, polyvinylacetals, polyvinylketals and cellulosics, as well as polyesters, have been mentioned as potential substitutes, but polyvinyl alcohol is generally preferred due to the well known properties and ready availability of this material (see background discussions in U.S. Pat. No. 4,895,769 to Land or U.S. Pat. No. 5,925,769 to Connolly.

In general, resin films are prepared either by melt extrusion methods or by casting methods. Melt extrusion methods involve heating the resin until molten (approximate viscosity on the order of 100,000 cp), and then applying the hot molten polymer to a highly polished metal band or drum with an extrusion die, cooling the film, and finally peeling the film from the metal support. For many reasons, however, films prepared by melt extrusion are generally not suitable for optical applications. Principal among these is the fact that melt extruded films exhibit a high degree of optical birefringence. In the case of highly hydrolyzed polyvinyl alcohol, there is the additional problem of melting the polymer. Highly saponified polyvinyl alcohol has a very high melting temperature of 230° C., and this is above the temperature where discoloration or decomposition begins (˜200° C.). For these reasons, melt extrusion methods are not practical for fabricating many resin films including the highly hydrolyzed polyvinyl alcohol films used to prepare light polarizers. Rather, casting methods are generally used to manufacture these films.

Resin films for optical applications are manufactured almost exclusively by casting methods. Casting methods involve first dissolving the polymer in an appropriate solvent to form a dope having a high viscosity on the order of 50,000 cp, and then applying the viscous dope to a continuous highly polished metal band or drum through an extrusion die, partially drying the wet film, peeling the partially dried film from the metal support, and conveying the partially dried film through an oven to more completely remove solvent from the film. Cast films typically have a final dry thickness in the range of 40–200 μm. In general, thin films of less than 40 μm are very difficult to produce by casting methods due to the fragility of wet film during the peeling and drying processes. Films having a thickness of greater than 200 μm are also problematic to manufacture due to difficulties associated with the removal of solvent in the final drying step. Although the dissolution and drying steps of the casting method add complexity and expense, cast films generally have better optical properties when compared to films prepared by melt extrusion methods, and problems associated with decomposition at high temperature are avoided.

Examples of optical films prepared by casting methods include: 1.) Polyvinyl alcohol sheets used to prepare light polarizers as disclosed in U.S. Pat. No. 4,895,769 to Land and U.S. Pat. No. 5,925,289 to Cael as well as more recent disclosures in U.S. patent application Ser. No. 2001/0039319 A1 to Harita and U.S. patent application. Ser. No. 2002/001700 A1 to Sanefuji, 2.) Cellulose triacetate sheets used for protective covers for light polarizers as disclosed in U.S. Pat. No. 5,695,694 to Iwata, 3.) Polycarbonate sheets used for protective covers for light polarizers or for retardation plates as disclosed in U.S. Pat. No. 5,818,559 to Yoshida and U.S. Pat. Nos. 5,478,518 and 5,561,180 both to Taketani, and 4.) Polysulfone sheets used for protective covers for light polarizers or for retardation plates as disclosed in U.S. Pat. Nos. 5,759,449 and 5,958,305 both to Shiro.

Despite the wide use of the casting method to manufacture optical films, however, there are a number of disadvantages to casting technology. One disadvantage is that cast films have significant optical birefringence. Although films prepared by casting methods have lower birefringence when compared to films prepared by melt extrusion methods, birefringence remains objectionably high. For example, cellulose triacetate films prepared by casting methods exhibit in-plane retardation of 7 nanometers (nm) for light in the visible spectrum as disclosed in U.S. Pat. No. 5,695,694 to Iwata. Polycarbonate films prepared by casting methods exhibit in-plane retardation of 17 nm as disclosed in U.S. Pat. Nos. 5,478,518 and 5,561,180 both to Taketani. U.S. patent applic. Ser. No. 2001/0039319 A1 to Harita suggests that color irregularities in stretched polyvinyl alcohol sheets are reduced when the difference in retardation between widthwise positions within the film is less than 5 nm in the original unstretched film. Thus, low in-plane birefringence is desirable for polyvinyl alcohol films used to prepare polarizers. For many applications of optical films, low in-plane retardation values are desirable. In particular, values of in-plane retardation of less than 10 nm are preferred.

Birefringence in cast films arises from orientation of polymers during the manufacturing operations. This molecular orientation causes indices of refraction within the plane of the film to be measurably different. In-plane birefringence is the difference between these indices of refraction in perpendicular directions within the plane of the film. The absolute value of birefringence multiplied by the film thickness is defined as in-plane retardation. Therefore, in-plane retardation is a measure of molecular anisotropy within the plane of the film.

During the casting process, molecular orientation may arise from a number of sources including shear of the dope in the die, shear of the dope by the metal support during application, shear of the partially dried film during the peeling step, and shear of the free-standing film during conveyance through the final drying step. These shear forces orient the polymer molecules and ultimately give rise to undesirably high birefringence or retardation values. To minimize shear and obtain the lowest birefringence films, casting processes are typically operated at very low line speeds of 1–15 m/min as disclosed in U.S. Pat. No. 5,695,694 to Iwata. Slower line speeds generally produce the highest quality films.

Another drawback to the casting method is the inability to accurately apply multiple layers. As noted in U.S. Pat. No. 5,256,357 to Hayward, conventional multi-slot casting dies create unacceptably non-uniform films. In particular, line and streak non-uniformity is greater than 5% with prior art devices. Acceptable two layer films may be prepared by employing special die lip designs as taught in U.S. Pat. No. 5,256,357 to Hayward, but the die designs are complex and may be impractical for applying more than two layers simultaneously.

Another drawback to the casting method is the restrictions on the viscosity of the dope. In casting practice, the viscosity of dope is on the order of 50,000 cp. For example, U.S. Pat. No. 5,256,357 to Hayward describes practical casting examples using dopes with a viscosity of 100,000 cp. In general, cast films prepared with lower viscosity dopes are known to produce non-uniform films as noted for example in U.S. Pat. No. 5,695,694 to Iwata. In U.S. Pat. No. 5,695,694 to Iwata, the lowest viscosity dopes used to prepare casting samples are approximately 10,000 cp. At these high viscosity values, however, casting dopes are difficult to filter and degas. While fibers and larger debris may be removed, softer materials such as polymer slugs are more difficult to filter at the high pressures found in dope delivery systems. Particulate and bubble artifacts create conspicuous inclusion defects as well as streaks resulting in substantial waste.

In addition, prior art casting methods can be relatively inflexible with respect to product changes. Because casting requires high viscosity dopes, changing product formulations requires extensive down time for cleaning delivery systems to eliminate the possibility of contamination. Particularly problematic are formulation changes involving incompatible polymers and solvents. In fact, formulation changes are so time consuming and expensive with prior art casting methods that most production machines are dedicated exclusively to producing only one film type.

Finally, cast films may exhibit undesirable cockle or wrinkles. Thinner films are especially vulnerable to dimensional artifacts either during the peeling and drying steps of the casting process or during subsequent handling of the film. In particular, the preparation of composite optical plates from resin films requires a lamination process involving application of adhesives, pressure, and high temperatures. Very thin films are difficult to handle during this lamination process without wrinkling. In addition, many cast films may naturally become distorted over time due to the effects of moisture. This phenomenon may occur in free-standing films or in rolls of film, and is particularly problematic for films made from moisture sensitive resins such as polyvinyl alcohol. For optical films, good dimensional stability is necessary during storage as well as during subsequent fabrication of composite optical plates.

SUMMARY OF THE INVENTION

It is therefore an object of the present invention to overcome the limitations of prior art casting methods and provide a new coating method for preparing amorphous polyvinyl alcohol films having very low in-plane birefringence.

It is a further object of the present invention to provide a new method of producing highly uniform polyvinyl alcohol films over a broad range of dry thicknesses.

Yet another object of the present invention is to provide a method of preparing polyvinyl alcohol films by simultaneously applying multiple layers to a moving substrate.

Still another object of the present invention is to provide a new method of preparing polyvinyl alcohol films with improved dimensional stability and handling ability by temporarily adhering the polyvinyl alcohol film to a supporting carrier substrate at least until it is substantially dry and then subsequently separating the carrier substrate from the polyvinyl alcohol film.

Briefly stated, the foregoing and numerous other features, objects and advantages of the present invention will become readily apparent upon review of the detailed description, claims and drawings set forth herein. These features, objects and advantages are accomplished by applying a low viscosity fluid containing polyvinyl alcohol resin onto a moving carrier substrate by a coating method. The polyvinyl alcohol film is not separated from the carrier substrate until the coated film is substantially dry (<10% residual solvent by weight). In fact, the composite structure of polyvinyl alcohol film and carrier substrate may be wound into rolls and stored until needed. Thus, the carrier substrate cradles the polyvinyl alcohol film and protects against shearing forces during conveyance through the drying process. Moreover, because the polyvinyl alcohol film is dry and solid when it is finally peeled from the carrier substrate, there is no shear or orientation of polymer within the film due to the peeling process. As a result, polyvinyl alcohol films prepared by the current invention are remarkably amorphous and exhibit very low in-plane birefringence.

Polyvinyl alcohol films can be made with the method of the present invention having a thickness in the range of from about 1 to about 500 μm. Further, very thin polyvinyl alcohol films of less than 40 μm can be easily manufactured with the method of the present invention at line speeds not possible with prior art methods. The fabrication of very thin films is facilitated by a carrier substrate that supports the wet film through the drying process and eliminates the need to peel the film from a metal band or drum prior to a final drying step as required in the casting methods described in prior art. Rather, the polyvinyl alcohol film is substantially, if not completely, dried before separation from the carrier substrate. In all cases, dried PVA films have a residual solvent content of less than 10% by weight. Thus, the present invention readily allows for preparation of very delicate thin films not possible with the prior art casting method. In addition, thick films of greater than 40 μm may also be prepared by the method of the present invention. To fabricate thicker films, additional coatings may be applied over a film-substrate composite either in a tandem operation or in an offline process without comprising optical quality. In this way, the method of the present invention overcomes the limitation of solvent removal during the preparation of thicker films since the first applied film is dry before application of a subsequent wet film. Thus, the present invention allows for a broader range of final film thickness than is possible with casting methods.

In the method of the present invention, polyvinyl alcohol films are created by forming a single or, preferably, a multi-layer composite on a slide surface of a coating hopper, the multi-layer composite including a bottom layer of low viscosity, one or more intermediate layers, and an optional top layer containing a surfactant, flowing the multi-layer composite down the slide surface and over a coating lip of the coating hopper, and applying the multi-layer composite to a moving substrate. In particular, the use of the method of the present invention is shown to allow for application of several liquid layers having unique composition. Coating aids and additives may be placed in specific layers to improve film performance or improve manufacturing robustness. For example, multi-layer application allows a surfactant to be placed in the top spreading layer where needed rather than through out the entire wet film. In another example, the concentration of polyvinyl alcohol in the lowermost layer may be adjusted to achieve low viscosity and facilitate high-speed application of the multi-layer composite onto the carrier substrate. Therefore, the present invention provides an advantageous method for the fabrication of multiple layer composite films such as required for certain optical elements or other similar elements.

Wrinkling and cockle artifacts are minimized with the method of the present invention through the use of the carrier substrate. By providing a stiff backing for the polyvinyl alcohol film, the carrier substrate minimizes dimensional distortion of the polyvinyl alcohol film. This is particularly advantageous for handling and processing very thin films of less than about 40 microns. In addition, the restraining nature of the carrier substrate also eliminates the tendency of polyvinyl alcohol films to distort or cockle over time as a result of changes in moisture levels. Thus, the method of the current invention insures that polyvinyl alcohol films are dimensionally stable during preparation and storage as well as during final handling steps necessary for fabrication of optical elements.

In the practice of the method of the present invention, it is preferred that the substrate be a discontinuous sheet such as polyethylene terephthalate (PET). The PET carrier substrate may be pretreated with a subbing layer or an electrical discharge device to modify adhesion between the polyvinyl alcohol film and the PET substrate. In particular, a subbing layer or electrical discharge treatment may enhance the adhesion between the film and the substrate, but still allow the film to be subsequently peeled away from the substrate.

Although the present invention is discussed herein with particular reference to a slide bead coating operation, those skilled in the art will understand that the present invention can be advantageously practiced with other coating operations. For example, freestanding films having low in-plane retardation should be achievable single or multiple layer slot die bead coating operations and single or multiple layer curtain coating operations. Moreover, those skilled in the art will recognize that the present invention can be advantageously practiced with alternative carrier substrates. For example, peeling films having low in-plane birefringence should be achievable with other resin supports (e.g. polyethylene naphthalate (PEN), cellulose acetate, polycarbonate, PET), paper supports, resin laminated paper supports, and metal supports (e.g. aluminum). Practical applications of the present invention include the preparation of polyvinyl alcohol sheets used for optical films, polarizer films, laminate films, release films, and packaging films among others. In particular, polyvinyl alcohol sheets prepared by the method of the present invention may be utilized as optical films in the manufacture of electronic displays such as liquid crystal displays. For example, liquid crystal displays are comprised of a number of film elements including polarizer plates, compensation plates and electrode substrates. Polarizer plates are typically a multi-layer composite structure having dichroic film (normally stretched polyvinyl alcohol treated with iodine) with each surface adhered to a protective cover. The polyvinyl alcohol films prepared by the method of the present invention are suitable for the formation of polarizer films. The polyvinyl alcohol films prepared by the method of the present invention are also suitable for the manufacture of compensation plates.

The polyvinyl alcohol film produced with the method of the present invention is an optical film. As produced the polyvinyl alcohol film made with the method of the present invention will have a light transmittance of at least about 85 percent, preferably at least about 90 percent, and most preferably, at least about 95 percent. Further, as produced the polyvinyl alcohol film will have a haze value of less than 1.0 percent. In addition, the polyvinyl alcohol films are smooth with a surface roughness average of less than 100 nm and most preferrably with a surface roughness of less than 50 nm

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 is a schematic of an exemplary coating and drying apparatus that can be used in the practice of the method of the present invention.

FIG. 2 is a schematic of an exemplary coating and drying apparatus of FIG. 1 including a station where the polyvinyl alcohol web separated from the substrate is separately wound.

FIG. 3 is a schematic of an exemplary multi-slot coating apparatus that can be used in the practice of the method of the present invention.

FIG. 4 shows a cross-sectional representation of a single-layer PVA film partially peeled from a carrier substrate and formed by the method of the present invention.

FIG. 5 shows a cross-sectional representation of a single-layer PVA film partially peeled from a carrier substrate and formed by the method of the present invention wherein the carrier substrate has a subbing layer formed thereon.

FIG. 6 shows a cross-sectional representation of a multi-layer PVA film partially peeled from a carrier substrate and formed by the method of the present invention.

FIG. 7 shows a cross-sectional representation of a multi-layer PVA film partially peeled from a carrier substrate and formed by the method of the present invention wherein the carrier substrate has a subbing layer formed thereon.

FIG. 8 is a schematic of a casting apparatus as used in prior art to cast PVA films.

DETAILED DESCRIPTION OF THE INVENTION

Turning first to FIG. 1 there is shown a schematic of an exemplary and well known coating and drying system 10 suitable for practicing the method of the present invention. The coating and drying system 10 is typically used to apply very thin films to a moving substrate 12 and to subsequently remove solvent in a dryer 14. A single coating apparatus 16 is shown such that system 10 has only one coating application point and only one dryer 14, but two or three (even as many as six) additional coating application points with corresponding drying sections are known in the fabrication of composite thin films. The process of sequential application and drying is known in the art as a tandem coating operation.

Coating and drying apparatus 10 includes an unwinding station 18 to feed the moving substrate 12 around a back-up roller 20 where the coating is applied by coating apparatus 16. The coated web 22 then proceeds through the dryer 14. In the practice of the method of the present invention, the final dry film, 24 comprising a PVA film on substrate 12, is wound into rolls at a wind-up station 26.

As depicted, an exemplary four-layer coating is applied to moving web 12. Coating liquid for each layer is held in respective coating supply vessel 28, 30, 32, 34. The coating liquid is delivered by pumps 36, 38, 40, 42 from the coating supply vessels to the coating apparatus 16 conduits 44, 46, 48, 50, respectively. In addition, coating and drying system 10 may also include electrical discharge devices, such as corona or glow discharge device 52, or polar charge assist device 54, to modify the substrate 12 prior to application of the coating.

Turning next to FIG. 2 there is shown a schematic of the same exemplary coating and drying system 10 depicted in FIG. 1 with an alternative winding operation. Accordingly, the drawings are numbered identically up to the winding operation. In the practice of the method of the present invention the dry film 24 comprising a substrate (which may be a resin film, paper, resin coated paper or metal) with a PVA coating applied thereto is taken between opposing rollers 56, 58. The PVA film 60 is peeled from substrate 12 with the PVA film going to winding station 62 and the substrate 12 going to winding station 64. In a preferred embodiment of the present invention, polyethylene phthalate (PET) is used as the substrate 12. The substrate 12 may be pretreated with a subbing layer to enhance adhesion of the coated film 60 to the substrate 12.

The coating apparatus 16 used to deliver coating fluids to the moving substrate 12 may be a multi-layer applicator such as a slide bead hopper, as taught for example in U.S. Pat. No. 2,761,791 to Russell, or a slide curtain hopper, as taught by U.S. Pat. No. 3,508,947 to Hughes. Alternatively, the coating apparatus 16 may be a single layer applicator, such as slot die hopper, jet hopper, roller coating device or blade coating device. In a preferred embodiment of the present invention, the application device 16 is a multi-layer slide bead hopper.

As mentioned above, coating and drying system 10 includes a dryer 14 which will typically be a drying oven to remove solvent from the coated film. An exemplary dryer 14 used in the practice of the method of the present invention includes a first drying section 66 followed by eight additional drying sections 68–82 capable of independent control of temperature and air flow. Although dryer 14 is shown as having nine independent drying sections, drying ovens with fewer compartments are well known and may be used to practice the method of the present invention. In a preferred embodiment of the present invention the dryer 14 has at least two independent drying zones or sections.

Preferably, each of drying sections 66–82 has independent temperature and airflow controls. In each section, temperature may be adjusted between 5° C. and 150° C. To minimize drying defects from case hardening or skinning-over of the wet polyvinyl alcohol film, slow drying rates are needed in the early sections of dryer 14. Artifacts created by premature case hardening include reticulation patterns or blistering of the polyvinyl alcohol film. In preferred embodiment of the present invention the first drying section 66 is operated at a temperature of at least about 5° C. but less than 50° C. with no direct air impingement on the wet coating of the coated web 22. In another preferred embodiment of the method of the present invention, drying sections 68, 70 are also operated at a temperature of at least about 5° C. but less than 50° C. It is most preferred that initial drying sections 66, 68 be operated at temperatures between about 10° C. and about 40° C. The actual drying temperature in drying sections 66, 68 may be optimized empirically within these ranges by those skilled in the art.

Referring now to FIG. 3, a schematic of an exemplary coating apparatus 16 is shown in detail. Coating apparatus 16, schematically shown in side elevational cross-section, includes a front section 92, a second section 94, a third section 96, a fourth section 98, and a back plate 100. There is an inlet 102 into second section 94 for supplying coating liquid to first metering slot 104 via pump 106 to thereby form a lowermost layer 108. There is an inlet 110 into third section 96 for supplying coating liquid to second metering slot 112 via pump 114 to form layer 116. There is an inlet 118 into fourth section 98 for supplying coating liquid to metering slot 120 via pump 122 to form layer 124. There is an inlet 126 into back plate 100 for supplying coating liquid to metering slot 128 via pump 130 to form layer 132. Each slot 104, 112, 120, 128 includes a transverse distribution cavity. Front section 92 includes an inclined slide surface 134, and a coating lip 136. There is a second inclined slide surface 138 at the top of second section 94. There is a third inclined slide surface 140 at the top of third section 96. There is a fourth inclined slide surface 142 at the top of fourth section 98. Back plate 100 extends above inclined slide surface 142 to form a back land surface 144. Residing adjacent the coating apparatus or hopper 16 is a coating backing roller 20 about which a web 12 is conveyed. Coating layers 108, 116, 124, 132 form a multi-layer composite which forms a coating bead 146 between lip 136 and substrate 12. Typically, the coating hopper 16 is movable from a non-coating position toward the coating backing roller 20 and into a coating position. Although coating apparatus 16 is shown as having four metering slots, coating dies having a larger number of metering slots (as many as nine or more) are well known and may be used to practice the method of the present invention.

In the method of the current invention, the coating fluids are comprised principally of polyvinyl alcohol dissolved in water. However, the coating fluids may also contain stabilizers, plasticizers, surfactants, and other addenda. In terms of stabilizers, compounds may be added in small amounts to the coating fluids to minimize changes in viscosity during storage. Fluid stabilizing additives include alcohols, such as ethanol, isopropanol, n-propanol, isobutanol, n-butanol, cyclohexanol, and phenol, as well as thiocyanates, such as the calcium thiocyanate, sodium thiocyanate and ammonium thiocyante. The amount of stabilizer added is preferably 0–10% by weight.

Appropriate plasticizers for polyvinyl alcohol films include polyhydric alcohols such as glycerin and ethylene glycol as well as amine alcohols such as ethanolamine. Historically, plasticizers have been used to improve handling characteristics of polyvinyl alcohol films during subsequent staining and stretching operations in the preparation of polarizers. In the method of the present invention, plasticizers may also be used as coating aids to minimize premature film solidification at the coating hopper and to improve drying properties. However, the use of plasticizers is optional since there are applications for unplasticized polyvinyl alcohol films. In the method of the present invention, the amount of plasticizers added may be 0–30% by weight relative to the amount of polyvinyl alcohol.

In the method of the present invention, surfactants are added as coating aids to control artifacts arising from flow after coating phenomena such as mottle, repellencies, orange peel (Bernard cells), and edge withdraw. Appropriate surfactants include those suitable for aqueous coating as described in numerous publications (see for example Surfactants: Static and dynamic surface tension by Y M Tricot in Liquid Film Coating, pp 99–136, S E Kistler and P M Schweitzer editors, Chapman and Hall [1997]). Surfactants may include nonionic, anionic, cationic and amphoteric types. Examples of practical surfactants include polyoxyethylene ethers, such as polyoxyethylene (8) isooctylphenyl ether, polyoxyethylene (10) isooctylphenyl ether, and polyoxyethylene (40) isooctylphenyl ether, and fluorinated polyoxyethylene ethers such as the Zonyl series commercially available from Du Pont. In the method of the present invention, there are no particular limits as to the type of surfactant used.

In terms of surfactant distribution, surfactants are only necessary in the uppermost layer of the multi-layer coating. In the uppermost layer, the concentration of surfactant is preferably 0.001–1.000% by weight and most preferably 0.020–0.500%. Because surfactants are only necessary in the uppermost layer, the overall amount of surfactant remaining in the final dried film is small when compared to the prior art method of casting. At these lower levels of surfactants, artifacts created by bleeding of the surfactant from the finished polyvinyl alcohol film are greatly reduced. Artifacts created by bleeding of surfactant include blocking of the polyvinyl alcohol film and small viscous microscopic droplets that smear the film when handled. In the method of the present invention, a practical surfactant concentration in the uppermost layer having a wet thickness of 10 μm is 0.100% which after drying gives a final surfactant amount of 11 mg/sq-m. The coated film shows no evidence of bleeding. For casting, a surfactant concentration of 0.050% through-out the entire wet film containing 20% PVA by weight is used to prevent sticking of the film to the metal drum or band. After drying, a finished film having a final dry thickness of 48 μm contains surfactant in an amount of 155 mg/m². The cast film displays conspicuous bleeding of surfactant. Thus, the method of the present invention not only reduces the amount of required surfactant by a factor of ten but also eliminates bleeding of the surfactant from the finished film.

Turning next to FIGS. 4 through 7, there are presented cross-sectional illustrations showing various film configurations prepared by the method of the present invention. In FIG. 4, single-layer PVA film 150 is shown partially peeled from a carrier substrate 152. PVA film 150 may be formed either by applying a single liquid layer to the carrier substrate 152 or by applying a multiple layer composite having a composition that is substantially the same among the layers. Alternatively in FIG. 5, the carrier substrate 154 may have been pretreated with a subbing layer 156 that modifies the adhesive force between the single layer PVA film 158 and the substrate 154. FIG. 6 illustrates a multiple layer film 160 that is comprised of four compositionally discrete layers including a lowermost layer 162, two intermediate layers 164, 166, and an uppermost layer 168, the lowermost layer 162 being nearest to the carrier support 170. FIG. 6 also shows that the entire multiple layer composite 160 may be peeled from the carrier substrate 170. FIG. 7 shows a multiple layer composite film 172 comprising a lowermost layer 174, two intermediate layers 176, 178, and an uppermost layer 180, the lowermost layer 174 being nearest to the carrier substrate 182. The entire multiple-layer composite 172 is shown being peeled from the carrier substrate 182. The carrier substrate 182 has been treated with a subbing layer 184 to modify the adhesion between the composite film 172 and substrate 182. In a preferred embodiment of the present invention, the carrier substrate 182 is PET and the subbing layer 184 contains a polymer of the vinylidene chloride type. Subbing layer 184 may be comprised of other polymeric materials such as polyvinylbutyrals, cellulosics, polyacrylates, and polycarbonates either alone or in conjunction with poly(acrylonitrile-co-vinylidene chloride-co-acrylic acid). The choice of materials used in the subbing layer may be optimized empirically by those skilled in the art.

The method of the present invention may also include the step of coating over a previously prepared composite of PVA film and carrier substrate. For example, the coating and drying system 10 shown in FIGS. 1 and 2 may be used to apply a second multi-layer PVA film to an existing PVA film/substrate composite. If the film/substrate composite is wound into rolls before applying the subsequent coating, the process is called a multi-pass coating operation. If coating and drying operations are carried out sequentially on a machine with multiple coating stations and drying ovens, then the process is called a tandem coating operation. In this way, thick films may be prepared at high line speeds without the problems associated with the removal of large amounts of solvent from a very thick wet film. Moreover, the practice of multi-pass or tandem coating also has the advantage of minimizing other artifacts such as streak severity, mottle severity, and overall film nonuniformity.

The practice of tandem coating or multi-pass coating requires some minimal level of adhesion between the first-pass film and the carrier substrate. In some cases, film/substrate composites having poor adhesion are observed to delaminate after application of a second or third wet coating in a multi-pass operation. These delamination artifacts are sometimes observed in multi-pass operations where the carrier substrate is untreated PET. To avoid delamination defects, adhesion must be greater than about 0.3 N/m between the first-pass polyvinyl alcohol film and the carrier substrate. This level of adhesion may be attained by a variety of web treatments including various subbing layers and various electronic discharge treatments. However, excessive adhesion between the applied film and substrate is also undesirable since the film may be damaged during subsequent peeling operations. In particular, film/substrate composites having an adhesive force of greater than 250 N/m have been found to peel poorly. Films peeled from such excessively, well-adhered composites exhibit defects due to tearing of the film and/or due to cohesive failure within the film. In a preferred embodiment of the present invention, the carrier substrate has a subbing layer to improve film adhesion for tandem coating operations or for separate off-line, multi-pass operations. In a preferred embodiment, the adhesion is less than about 250 N/m. Most preferably, the adhesion between polyvinyl alcohol film and the carrier substrate is between 0.5 and 25 N/m.

The method of the present invention is suitable for application of resin coatings to a variety of substrates such as polyethylene terephthalate (PET), polyethylene naphthalate (PEN), cellulose acetate, polycarbonate, polystyrene, and other polymeric films. Additional substrates may include paper, laminates of paper and polymeric films, glass, cloth, aluminum and other metal supports. In some cases, substrates may be pretreated with subbing layers or electrical discharge devices. Substrates may also be pretreated with functional layers containing various binders and addenda.

The prior art method of casting resin films is illustrated in FIG. 8. As shown in FIG. 8, a viscous polymeric dope is delivered through a feed line 200 to an extrusion hopper 202 from a pressurized tank 204 by a pump 206. The dope is cast onto a highly polished metal drum 208 located within a first drying section 210 of the drying oven 212. The cast film 214 is allowed to partially dry on the moving drum 208 and is then peeled from the drum 208. The cast film 214 is then conveyed to a final drying section 216 to remove the remaining solvent. The final dried film 218 is then wound into rolls at a wind-up station 220. The prior art cast film typically has a thickness in the range of from to 200 μm.

Coating methods are distinguished from casting methods by the process steps necessary for each technology. These process steps in turn affect a number of tangibles, such as fluid viscosity, converting aids, substrates, and hardware that are unique to each method. In general, coating methods involve application of dilute low viscosity liquids to thin flexible substrates, evaporating the solvent in a drying oven, and winding the dried film/substrate composite into rolls. In contrast, casting methods involve applying a concentrated viscous dope to a highly polished metal drum or band, partially drying the wet film on the metal substrate, stripping the partially dried film from the substrate, removing additional solvent from the partially dried film in a drying oven, and winding the dried film into rolls. In terms of viscosity, coating methods require very low viscosity liquids of less than 5,000 cp. In the practice of the method of the present invention the viscosity of the coated liquids will generally be less than 2000 cp and most often less than 1500 cp. Moreover, in the method of the present invention the viscosity of the lowermost layer is preferred to be less than 200 cp. and most preferably less than 100 cp. for high speed coating application. In contrast, casting methods require highly concentrated dopes with viscosity on the order of 10,000–100,000 cp for practical operating speeds. In terms of converting aids, coating methods generally require surfactants as converting aids to control flow after coating artifacts such as mottle, repellencies, orange peel, and edge withdraw. In contrast, casting methods do not require surfactants. Instead, converting aids are only used to assist in the stripping operation in casting methods. In terms of substrates, coating methods generally utilize thin (10–250 μm) flexible supports. In contrast, casting methods employ thick (1–100 mm), continuous, highly polished metal drums or rigid bands. As a result of these differences in process steps, the hardware used in coating is conspicuously different from those used in casting as can be seen by a comparison of the schematics shown in FIGS. 1 and 8, respectively.

The advantages of the present invention are demonstrated by the following practical examples given below. In these examples, the polyvinyl alcohol was the fully hydrolyzed type (greater than 98.5% saponified) with a weight average molecular weight of 98,000 daltons.

EXAMPLE 1

This example describes the single pass formation of a relatively thin PVA film on an untreated support. The coating apparatus 16 illustrated in FIG. 1 was used to apply four liquid layers to a moving substrate 12, 170 of untreated polyethylene terephthalate (PET) to form a single layer film as illustrated earlier in FIG. 6. The substrate speed was 25 cm/s. All coating fluids were comprised of polyvinyl alcohol dissolved in a solvent of 95:5 water: ethanol where the ratio is by weight. The lowermost layer 162 had a viscosity of 45 cp. and a wet thickness of 10 μm on the moving substrate 170. The second 164 and third 166 layers each had a viscosity of 620 cp. and had a combined final wet thickness of 135 μm on the moving substrate 170. The uppermost layer 168 had a viscosity of 185 cp. and a wet thickness of 10 μm on the moving substrate 170. The uppermost layer 168 also contained a surfactant (polyoxyethylene (10) isooctylphenyl ether) at a weight percent of 0.10%. Coatings were applied at a temperature of 40° C. The gap between the coating lip 136 and the moving substrate 12 (see FIG. 3) was 200 μm. The pressure differential across the coating bead 146 was adjusted between 0–10 cm of water to establish a uniform coating. The temperature in the drying sections 66, 68, 70 was 25° C. The temperature in the drying sections 72, 74 was 50° C. The temperature in the drying sections 76, 78, 80 was 95° C. The temperature in the drying section 82 was 25° C. The composite of PVA film and PET substrate was wound into rolls. When peeled from the untreated PET substrate, the final dry film had a thickness of 12 microns. The peeled PVA film had a good appearance, was smooth, was free from wrinkles and cockle artifacts, and had an in-plane retardation of less than 1.0 nm. Properties of this PVA film are summarized in Table I.

EXAMPLE 2

This example describes the single pass formation of a relatively thick PVA film on an untreated support. The conditions were identical to those described in Example 1 except that the combined wet thickness of the second and third layers 164, 166 was increased to 290 μm. The composite of PVA film and PET substrate was wound into rolls. When peeled from the subbed PET substrate, the final dry film had a thickness of 24 μm. The peeled PVA film had a good appearance, was smooth, was free from wrinkles and cockle artifacts, and had an in-plane retardation of less than 1.0 nm. Properties of this PVA film are summarized in Table 1.

EXAMPLE 3

This example describes the single pass formation of relatively thin PVA film on a subbed support. The conditions were identical to those described in Example 1, except that the PET support was pretreated with a subbing layer of poly(acrylonitrile-co-vinylidene chloride-co-acrylic acid) having a dry laydown of 100 mg/sq-m. The composite of PVA film, subbing layer, and PET substrate was wound into rolls. When peeled from the subbed PET substrate, the final dry film had a thickness of 12 microns. The peeled PVA film had a good appearance, was smooth, was free from wrinkles and cockle artifacts, and had an in-plane retardation of less than 1.0 nm. Properties of this PVA film are summarized in Table I.

EXAMPLE 4

This example describes the formation of a relatively thick PVA film on a subbed support using a two-pass coating operation. The conditions were identical to those described in Example 3, except that the substrate was comprised of a composite of the PVA film, subbing layer, and PET support formed in Example 3. In addition, the combined wet thickness of the second and third layers was increased to 445 microns. The composite of PVA film, subbing layer, and PET substrate was wound into rolls. When peeled from the subbed PET substrate, the final dry film had a thickness of 48 microns. The peeled PVA film had a good appearance, was smooth, was free from wrinkles and cockle artifacts, and had an in-plane retardation of less than 1.0 nm. Properties of this PVA film are summarized in Table I.

EXAMPLE 5

This example describes the formation of a thick PVA film on a subbed support using a three-pass coating operation. The conditions were identical to those described in Example 2 except that the PET support was pretreated with a subbing layer of poly(acrylonitrile-co-vinylidene chloride-co-acrylic acid) having a dry laydown of 100 mg/sq-m. The composite of PVA film, subbing layer, and PET substrate was wound into rolls. The wound composite was then over-coated with the combined wet thickness of the second and third layers at 290 μm. The composite of PVA film, subbing layer, and PET substrate was wound into rolls. A third and final coating was applied to the composite. The final dry film had a thickness of 72 μm. The peeled PVA film had a good appearance, was smooth, was free from wrinkles and cockle artifacts, and had an in-plane retardation of less than 1.0 nm. Properties of this PVA film are summarized in Table I.

COMPARATIVE EXAMPLE 1

This example describes defects formed in a PVA film as a result of poor drying conditions. The conditions for Comparative Example 1 were identical to those described in Example 3 except that the drying conditions were adjusted such that the first three drying zones 66, 68, 70 were increased to a temperature of 50° C. When peeled from the subbed PET substrate, the final dry film had a thickness of 12 microns. The peeled PVA film was of unacceptable quality due to a reticulation pattern in the film.

COMPARATIVE EXAMPLE 2

This example describes defects formed as a result of poor drying conditions. The conditions for Comparative Example 2 were identical to those described in Example 3 except that the drying conditions were adjusted such that the first three drying zones 66, 68, 70 were increased to a temperature of 95° C. When peeled from the subbed PET substrate, the final dry film had a thickness of 12 microns. The peeled PVA film was of unacceptable quality due to a reticulation pattern in the film as well as to blister artifacts.

COMPARATIVE EXAMPLE 3

This example describes defects in a two-pass coating operation caused by poor adhesion to the support. The conditions for Comparative Example 3 were identical to those described in Example 4 except that the initial substrate was untreated PET support. Although application of the first coating produced a high quality PVA film having a dry thickness of 12 μm, application of a second coating resulted in unacceptable blistering and delamination of the PVA from the PET support.

COMPARATIVE EXAMPLE 4

This example describes the optical properties of a film formed by prior art casting methods. A PVA film is prepared by the casting method. The apparatus 210 illustrated in FIG. 8 was used to apply a single layer to a highly polished metal drum. The speed of the metal substrate was 7.5 cm/s. The casting fluid was comprised of polyvinyl alcohol dissolved in water. The PVA casting solution had a viscosity of 30,000 cp. The cast film was applied at a temperature of 82° C., partially dried on the moving drum, peeled from the drum, dried further, and wound into rolls. The final PVA film had a thickness of 48 μm. This film exhibited a slight cockle and had an in-plane retardation of 36 nm. Properties of this PVA film are summarized in Table I.

TABLE I Exam- Thick- Ad- Coc- ple Support ness Re Trans Haze Ra hesion kle 1 PET 12 μn 0.50 93.1% 0.3% 1.0 0.3 N/m no nm nm 2 PET 24 0.80 93.1 0.3 0.7 0.3 no 3 Sub 12 0.04 93.1 0.3 1.1 4.0 no PET 4 Sub 48 0.97 93.1 0.4 0.7 7.0 no PET 5 Sub 72 0.25 93.1 0.3 0.9 8.0 no PET Prior Art Comp 4 None 48 36.12 92.8 0.8 0.8 NA yes

The following tests were used to determine the film properties given in Table I.

Thickness. Thickness of the final peeled film was measured in microns using a Model EG-225 gauge from the Ono Sokki Company.

Retardation. In-plane retardation (Re) of peeled films were determined in nanometers (nm) using a Woollam M-2000V Spectroscopic Ellipsometer at wavelengths from 370 to 1000 nm. In-plane retardation values in Table I are computed for measurements taken at 590 nm. In plane retardation is defined by the formula: R _(e) =|n _(x) −n _(y) |×d where R_(e) is the in-plane retardation at 590 nm, n_(x) is the index of refraction of the peeled film in the slow axis direction, n_(y) is the index of refraction of the peeled film in the fast axis direction, and d is the thickness of the peeled film in nanometers (nm). Thus, R_(e) is the absolute value of the difference in birefringence between the slow axis direction and the fast axis direction in the plane of the peeled film multiplied by the thickness of the film.

Transmittance and Haze. Total transmittance (Trans) and haze are measured using the Haze-Gard Plus (Model HB-4725) from BYK-Gardner. Total transmittance is all the light energy transmitted through the film as absorbed on an integrating sphere. Transmitted haze is all light energy scattered beyond 2.5° as absorbed on an integrating sphere.

Surface Roughness. Average surface roughness (Ra) was determined in nanometers (nm) by scanning probe microscopy using TappingMode™ Atomic Force Microscopy. (Model D300 from Digital Instruments)

Adhesion. The adhesive strength of the coated samples was measured in Newtons per meter (N/m) using a modified 180° peel test with an Instron 1122 Tensile Tester with a 500 gram load cell. First, 0.0254 m (one inch) wide strips of the coated sample were prepared. Delamination of the coating at one end was initiated using a piece of 3M Magic Tape. An additional piece of tape was then attached to the delaminated part of the coating and served as the gripping point for testing. The extending tape was long enough to extend beyond the support such that the Instron grips did not interfere with the testing. The sample was then mounted into the Instron 1122 Tensile Tester with the substrate clamped in the upper grip and the coating/tape assembly clamped in the bottom grip. The average force (in units of Newtons) required to peel the coating off the substrate at a 180° angle at speed of 2 inches/min (50.8 mm/min) was recorded. Using this force value, the adhesive strength in units of N/m was calculated using the equation: S _(A) =F _(p)(1−cos θ)/w wherein S_(A) is the adhesive strength, F_(p) is the peel force, θ is the angle of peel (180°), and w is the width of the sample (0.0254 m).

Residual Solvent A qualitative assessment of residual solvents remaining in a dried film is done by first peeling the film from the carrier substrate, weighing the peeled film, incubating the film in an oven at 100° C. for 16 hours, and finally weighing the incubated film. Residual solvent is expressed as percentage of the weight difference divided by the post-incubation weight.

From the foregoing, it will be seen that this invention is one well adapted to obtain all of the ends and objects hereinabove set forth together with other advantages which are apparent and which are inherent to the apparatus.

It will be understood that certain features and sub-combinations are of utility and may be employed with reference to other features and sub-combinations. This is contemplated by and is within the scope of the claims.

As many possible embodiments may be made of the invention without departing from the scope thereof, it is to be understood that all matter herein set forth and shown in the accompanying drawings is to be interpreted as illustrative and not in a limiting sense.

PARTS LIST: 10 coating and drying system 12 moving substrate/web 14 dryer 16 coating apparatus 18 unwinding station 20 back-up roller 22 coated web 24 dry film 26 wind up station 28 coating supply vessel 30 coating supply vessel 32 coating supply vessel 34 coating supply vessel 36 pumps 38 pumps 40 pumps 42 pumps 44 conduits 46 conduits 48 conduits 50 conduits 52 discharge device 54 polar charge assist device 56 opposing rollers 58 opposing rollers 60 PVA film 62 winding station 64 winding station 66 drying section 68 drying section 70 drying section 72 drying section 74 drying section 76 drying section 78 drying section 80 drying section 82 drying section 92 front section 94 second section 96 third section 98 fourth section 100 back plate 102 inlet 104 metering slot 106 pump 108 lower most layer 110 inlet 112 2^(nd) metering slot 114 pump 116 layer 118 inlet 120 metering slot 122 pump 124 form layer 126 inlet 128 metering slot 130 pump 132 layer 134 incline slide surface 136 coating lip 138 2^(nd) incline slide surface 140 3^(rd) incline slide surface 142 4^(th) incline slide surface 144 back land surface 146 coating bead 150 PVA film 152 carrier substrate 154 carrier substrate 156 subbing layer 158 PVA film 160 multiple layer film 162 lower most layer 164 intermediate layers 166 intermediate layers 168 upper most layer 170 carrier support 172 composite film 174 lower most layer 176 intermediate layers 178 intermediate layers 180 upper most layers 182 carrier substrate 184 subbing layer 200 feed line 202 extrusion hopper 204 pressurized tank 206 pump 208 metal drum 210 drying section 212 drying oven 214 cast film 216 final drying section 218 final dried film 220 wind-up station 

1. A polyvinyl alcohol film comprising: a polyvinyl alcohol film having a thickness in the range of from about 1 to about 500 μm, the polyvinyl alcohol film having an in-plane retardation that is less than 35 nm measured at a wavelength of 590 nm, wherein said film is releasably adhered to a substrate forming a composite structure, and wherein said composite structure is wound into a roll, further comprising a plasticizer incorporated in the polyvinyl alcohol film.
 2. A polyvinyl alcohol film as recited in claim 1 wherein: the polyvinyl alcohol film has an in-plane retardation that is less than 10 nm measured at a wavelength of 590 nm.
 3. A polyvinyl alcohol film as recited in claim 1 wherein: the polyvinyl alcohol film has an in-plane retardation that is less than 1.0 nm measured at a wavelength of 590 nm.
 4. A polyvinyl alcohol film as recited in claim 1 wherein: the polyvinyl alcohol film has a light transmittance of at least about 85 percent and a haze value of less than about 1.0 percent.
 5. A polyvinyl alcohol film comprising: a polyvinyl alcohol film having a thickness in the range of from about 1 to about 500 μm, the polyvinyl alcohol film having an in-plane retardation that is less than about 35 nm measured at a wavelength of 590 nm, and a plasticizer incorporated in the polyvinyl alcohol film.
 6. A polyvinyl alcohol film as recited in claim 5 wherein: the polyvinyl alcohol film has an in-plane retardation that is less than 10 nm measured at a wavelength of 590 nm.
 7. A polyvinyl alcohol film as recited in claim 5 wherein: the polyvinyl alcohol film has an in-plane retardation that is less than 1.0 nm measured at a wavelength of 590 nm.
 8. A polyvinyl alcohol film as recited in claim 5 wherein: the polyvinyl alcohol film has a light transmittance of at least about 85 percent and a haze value of less than about 1.0 percent. 